SFC Licences of KIM Hyung Kon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 November 2013 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 December 2004 | 02 July 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 April 2003 | 02 July 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 01 April 2003 | 31 August 2004 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 9 | 01 April 2003 | 31 August 2004 |