SFC Licences of LO Mun Keung 羅滿強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 5 27 April 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 2 27 April 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 5 27 April 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 2 27 April 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 5 08 March 2018 27 April 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 08 March 2018 27 April 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 4 05 January 2018
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 1 05 January 2018
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 4 28 June 2017 05 January 2018
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 28 June 2017 05 January 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RO 4 05 June 2013 07 June 2017
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 14 February 2013 07 June 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 4 21 June 2010 20 January 2013
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 16 December 2009 21 June 2010
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 07 May 2009 20 January 2013
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 11 June 2007 24 February 2009
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 5 11 June 2007 24 February 2009
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 4 03 May 2007 24 February 2009
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 25 February 2005 12 April 2007
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 25 February 2005 12 April 2007