SFC Licences of LING Wan Kei 凌雲基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 25 November 2004 10 June 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 25 November 2004 10 June 2005
Celestial Commodities Limited 時富商品有限公司 RE 2 24 February 2004 24 November 2004
Celestial Securities Limited 時富證券有限公司 RE 1 24 February 2004 24 November 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 11 November 2003
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 11 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 07 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 07 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 07 November 2003
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 07 November 2003
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 07 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003