SFC Licences of CHONG Sze Wai 莊思偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Industrial Securities International Futures Limited 興證國際期貨有限公司	RE	2	17 March 2014
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	17 March 2014
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	29 October 2013	23 January 2014
Golden Mountain Financial Limited 金山金融有限公司	RE	2	15 April 2013	20 September 2013
Wing Fung Futures Limited 永豐期貨有限公司	RE	2	18 October 2012	19 November 2012
Wing Fung Securities Limited 永豐證券有限公司	RE	1	18 October 2012	19 November 2012
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	15 April 2010	29 September 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	15 April 2010	29 September 2012
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	2	25 January 2010	03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	1	25 January 2010	03 May 2011
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	03 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	03 June 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	03 June 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	03 June 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	03 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	03 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	03 June 2003