SFC licenceholder AFV785 LUI Wai Kit 呂偉傑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 06 August 2019
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 06 August 2019
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE [1] (Dealing in Securities) 29 May 2018 10 July 2019
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 29 May 2018 10 July 2019
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 04 May 2018 08 May 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE [1] (Dealing in Securities) 04 February 2016 08 May 2018
Sun International Securities Limited 太陽國際証券有限公司 RE [1] (Dealing in Securities) 27 May 2015 14 January 2016
CMB International Securities Limited 招銀國際證券有限公司 RE [1] (Dealing in Securities) 24 September 2010 19 May 2015
CMB International Capital Holdings Corporation Limited RE [1] (Dealing in Securities) 12 June 2009 16 November 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 March 2009 01 June 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [7] (Providing Automated Trading Services) 10 February 2006 29 June 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 February 2006 29 June 2006
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [2] (Dealing in Futures Contracts) 27 October 2003 28 January 2006
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [1] (Dealing in Securities) 01 April 2003 28 January 2006
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 12 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE [1] (Dealing in Securities) 01 April 2003 27 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [4] (Advising on Securities) 01 April 2003 20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 13 October 2003