SFC Licences of LUI Wai Kit 呂偉傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 06 August 2019
Cinda International Securities Limited 信達國際證券有限公司 RE 1 06 August 2019
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 29 May 2018 10 July 2019
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 29 May 2018 10 July 2019
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 04 May 2018 08 May 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 04 February 2016 08 May 2018
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 27 May 2015 14 January 2016
CMB International Securities Limited 招銀國際證券有限公司 RE 1 24 September 2010 19 May 2015
CMB International Capital Holdings Corporation Limited RE 1 12 June 2009 16 November 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 03 March 2009 01 June 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 03 March 2009 01 June 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 10 February 2006 29 June 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 09 February 2006 29 June 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 09 February 2006 29 June 2006
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 27 October 2003 28 January 2006
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 April 2003 28 January 2006
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 2 01 April 2003 12 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 1 01 April 2003 27 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 4 01 April 2003 20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 5 01 April 2003 20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 6 01 April 2003 20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 9 01 April 2003 20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 9 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003