SFC Licences of WONG Shin Yee, Freda 黃倩而

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sunny Fortune Capital Limited 日進資本有限公司 RO 6 15 January 2020
Sunny Fortune Capital Limited 日進資本有限公司 RO 4 15 January 2020
Sunny Fortune Capital Limited 日進資本有限公司 RO 1 15 January 2020
South China Capital Limited 南華融資有限公司 RO 6 15 September 2015 22 October 2019
South China Research Limited 南華資料研究有限公司 RO 4 15 September 2015 22 October 2019
South China Securities Limited 南華證券投資有限公司 RO 1 15 September 2015 22 October 2019
South China Capital Limited 南華融資有限公司 RE 6 09 September 2015 15 September 2015
South China Research Limited 南華資料研究有限公司 RE 4 09 September 2015 15 September 2015
South China Securities Limited 南華證券投資有限公司 RE 1 09 September 2015 15 September 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 4 17 August 2007 01 June 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 09 November 2006 01 June 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 09 November 2006 01 June 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 05 September 2006 09 November 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 05 September 2006 09 November 2006
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 16 February 2005 19 April 2006
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 01 April 2003 19 April 2006
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 01 April 2003 19 April 2006
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 9 01 April 2003 12 January 2005