SFC Licences of WANG Ka Kai, Gillian 王嘉娸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 30 October 2023 | 22 November 2023 |
| UBS Securities Asia Limited | RE | 1 | 13 October 2023 | 22 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 April 2007 | 18 August 2023 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 16 April 2007 | 30 October 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 03 March 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 03 March 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |