SFC Licences of LAI Kai Wing 黎啟榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 06 November 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 06 November 2019
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 13 March 2019
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 13 March 2019
Morgan Stanley Hong Kong Securities Limited RE 1 08 January 2009 13 March 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 January 2009 13 March 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 08 January 2009 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE 7 08 January 2009 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 08 January 2009 06 December 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 August 2007 14 October 2008
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 18 May 2005 26 July 2007
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 18 May 2005 26 July 2007
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 18 May 2005 01 December 2005
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 01 April 2003 13 May 2005
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 2 01 April 2003 13 May 2005
China Rich Asset Management Limited 中國薈智資產管理有限公司 RE 9 01 April 2003 13 May 2005
China Rich Asset Management Limited 中國薈智資產管理有限公司 RE 4 01 April 2003 28 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 4 01 April 2003 28 April 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 5 01 April 2003 28 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 6 01 April 2003 28 April 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 9 01 April 2003 28 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 9 01 April 2003 28 April 2004