SFC Licences of CHU Wai Kit, Danny 朱偉傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 July 2017 | 12 April 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 July 2017 | 31 August 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 10 May 2013 | 16 January 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 16 March 2013 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 11 September 2006 | 29 September 2008 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 02 September 2006 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |