SFC Licences of LAW Kam Ho 羅錦豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	9	26 July 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	26 July 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	26 July 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	26 July 2023
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	19 November 2019	10 July 2023
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	9	09 October 2019	10 July 2023
Winnington Capital Limited 永靈通金融有限公司	RE	9	09 December 2014	16 August 2019
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	06 October 2011	24 November 2014
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	06 October 2011	24 November 2014
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	30 August 2010	18 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	14 July 2010	18 June 2011
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	11 November 2009	30 June 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	29 March 2006	03 November 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	09 September 2005	24 March 2006
South China Securities Limited 南華證券投資有限公司	RE	1	12 February 2004	01 September 2005
Toyo Securities Asia Limited 東洋證券亞洲有限公司	RE	1	01 April 2003	10 February 2004
Toyo Securities Asia Limited 東洋證券亞洲有限公司	RE	4	01 April 2003	22 December 2003
Toyo Securities Asia Limited 東洋證券亞洲有限公司	RE	6	01 April 2003	22 December 2003
Toyo Securities Asia Limited 東洋證券亞洲有限公司	RE	9	01 April 2003	22 December 2003