SFC Licences of LAW Kam Ho 羅錦豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 26 July 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 26 July 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 26 July 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 26 July 2023
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 19 November 2019 10 July 2023
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 09 October 2019 10 July 2023
Winnington Capital Limited 永靈通金融有限公司 RE 9 09 December 2014 16 August 2019
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 06 October 2011 24 November 2014
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 06 October 2011 24 November 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 30 August 2010 18 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 14 July 2010 18 June 2011
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 11 November 2009 30 June 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 29 March 2006 03 November 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 09 September 2005 24 March 2006
South China Securities Limited 南華證券投資有限公司 RE 1 12 February 2004 01 September 2005
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 1 01 April 2003 10 February 2004
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 9 01 April 2003 22 December 2003
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 6 01 April 2003 22 December 2003
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 4 01 April 2003 22 December 2003