SFC Licences of WRAIGHT David John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 9 | 23 May 2017 | ||
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 2 | 23 May 2017 | ||
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 1 | 23 May 2017 | ||
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 04 October 2018 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 28 March 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 March 2007 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 04 October 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 05 September 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |