SFC Licences of FYFE William James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Asset Finance (Hong Kong) Limited
RE 1, 2 13 October 2008 22 April 2009
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 2 03 October 2012 31 August 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 1 08 June 2012 31 August 2015
Jefferies Bache (Hong Kong) Limited
RO 2 20 March 2012 30 November 2012
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 06 March 2012 08 June 2012
Jefferies Bache (Hong Kong) Limited
RE 2 20 January 2012 20 March 2012
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
HSBC Futures (Singapore) Pte Ltd
RE 2 24 August 2009 24 September 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
RE 2 13 October 2008 22 April 2009
Newedge Broker Limited 新際經紀有限公司
RE 1, 2, 7 06 September 2006 22 April 2009
Newedge Broker Limited 新際經紀有限公司
RO 1, 7 01 April 2003 16 January 2004
Newedge Broker Limited 新際經紀有限公司
RO 2 01 April 2003 04 April 2003