SFC Licences of FYFE William James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 2 | 03 October 2012 | 31 August 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 08 June 2012 | 31 August 2015 |
Jefferies Bache (Hong Kong) Limited | RO | 2 | 20 March 2012 | 30 November 2012 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 March 2012 | 08 June 2012 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 20 January 2012 | 20 March 2012 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 24 August 2009 | 24 September 2011 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 24 August 2009 | 24 September 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 October 2008 | 22 April 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 22 April 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 22 April 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 06 September 2006 | 22 April 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 06 September 2006 | 22 April 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 06 September 2006 | 22 April 2009 |
Newedge Broker Limited 新際經紀有限公司 | RO | 1 | 01 April 2003 | 16 January 2004 |
Newedge Broker Limited 新際經紀有限公司 | RO | 7 | 01 April 2003 | 16 January 2004 |
Newedge Broker Limited 新際經紀有限公司 | RO | 2 | 01 April 2003 | 04 April 2003 |