SFC Licences of WONG Kenty 黃仲祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 4 13 November 2020
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 1 07 July 2020
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 1 08 June 2020 07 July 2020
Xin Yongan International Securities Company Limited 新永安國際證券有限公司 RO 1 24 March 2020 15 April 2020
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RE 2 15 January 2020 15 April 2020
Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 RE 9 15 January 2020 15 April 2020
Xin Yongan International Securities Company Limited 新永安國際證券有限公司 RE 1 15 January 2020 24 March 2020
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 08 June 2018 30 November 2019
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 1 03 April 2018 30 November 2019
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RO 2 03 April 2018 30 November 2019
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 21 February 2018 03 April 2018
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 21 February 2018 03 April 2018
Zhongtai International Futures Limited 中泰國際期貨有限公司 RO 2 05 October 2015 31 January 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RO 1 05 October 2015 31 January 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 21 August 2015 05 October 2015
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 21 August 2015 05 October 2015
China Tonghai Securities Limited 中國通海證券有限公司 RE 9 28 August 2012 08 August 2015
China Tonghai Securities Limited 中國通海證券有限公司 RO 2 22 July 2011 08 August 2015
China Tonghai Securities Limited 中國通海證券有限公司 RO 1 22 July 2011 08 August 2015
China Tonghai Securities Limited 中國通海證券有限公司 RE 1 04 October 2010 22 July 2011
China Tonghai Securities Limited 中國通海證券有限公司 RE 2 04 October 2010 22 July 2011
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 02 July 2010 21 September 2010
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 02 July 2010 21 September 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 19 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 19 June 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 29 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 29 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 29 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 29 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003