SFC Licences of FENG Zhe 馮哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 30 October 2014 12 April 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 22 January 2010 30 July 2014
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 31 July 2006 09 July 2008
UBS Securities Asia Limited RE 4 25 June 2004 02 June 2006