SFC Licences of FENG Zhe 馮哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 30 October 2014 | 12 April 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 January 2010 | 30 July 2014 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 31 July 2006 | 09 July 2008 |
UBS Securities Asia Limited | RE | 4 | 25 June 2004 | 02 June 2006 |