SFC Licences of LOU Yi 羅毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 18 February 2022 | 06 May 2022 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 28 June 2021 | 31 January 2022 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 13 May 2015 | 20 May 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 30 June 2008 | 07 May 2015 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 15 March 2004 | 26 June 2008 |