SFC Licences of NG Tak Chiu 吳德超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 July 2006 | 31 May 2019 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 26 June 2006 | 30 June 2007 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 29 June 2005 | 02 June 2006 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 01 June 2003 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 01 June 2003 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 01 June 2003 |