SFC Licences of YUE Krista Wan Wen 余婉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 28 September 2016 |
Merrill Lynch Far East Limited | RE | 1 | 10 August 2009 | 28 September 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 August 2009 | 28 September 2016 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 August 2009 | 20 August 2010 |
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 21 May 2008 | 08 July 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 03 July 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 03 July 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 03 July 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 03 July 2003 |