SFC Licences of YUE Krista Wan Wen 余婉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 20 August 2010 28 September 2016
Merrill Lynch Far East Limited RE 1 10 August 2009 28 September 2016
Merrill Lynch (Asia Pacific) Limited RE 1 10 August 2009 28 September 2016
Merrill Lynch Futures (Hong Kong) Limited RE 2 10 August 2009 20 August 2010
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 RE 9 21 May 2008 08 July 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 03 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 03 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 03 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 03 July 2003