SFC Licences of SZE Woon Sang 史煥生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	9	29 April 2015	26 May 2022
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	4	29 April 2015	20 January 2020
HSBC Investment Funds (Hong Kong) Limited	RE	1	29 April 2015
HSBC Global Asset Management (Hong Kong) Limited	RE	9	29 April 2015
HSBC Global Asset Management (Hong Kong) Limited	RE	4	29 April 2015
HSBC Global Asset Management (Hong Kong) Limited	RE	1	29 April 2015
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	03 December 2013	15 April 2015
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	5	15 May 2013	26 August 2013
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	4	15 May 2013	26 August 2013
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	1	20 September 2006	11 August 2012
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RE	1	20 September 2006	11 August 2012
HSBC Investment Funds (Hong Kong) Limited	RE	1	10 August 2004	08 September 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	9	01 April 2003	08 September 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	4	01 April 2003	08 September 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	6	01 April 2003	05 May 2004