SFC Licences of GALLOWAY Neil John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 6 | 23 May 2007 | 01 September 2008 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 1 | 23 May 2007 | 01 September 2008 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 27 February 2007 | 23 May 2007 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 27 February 2007 | 23 May 2007 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 9 | 01 April 2003 | 07 January 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 01 April 2003 | 07 January 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 4 | 01 April 2003 | 07 January 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 01 April 2003 | 07 January 2005 |