SFC Licences of CHOI Lai Ling 徐麗齡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Win Full Investment Management Group Limited 永富資產集團有限公司 RO 9 08 March 2021
Win Full Investment Management Group Limited 永富資產集團有限公司 RO 4 08 March 2021
Tairos Investment Management Company Limited 泰萊投資管理有限公司 RO 9 26 November 2020 26 February 2021
Tairos Investment Management Company Limited 泰萊投資管理有限公司 RO 4 26 November 2020 26 February 2021
Tairos Investment Management Company Limited 泰萊投資管理有限公司 RE 9 27 October 2020 26 November 2020
Tairos Investment Management Company Limited 泰萊投資管理有限公司 RE 4 27 October 2020 26 November 2020
SGI Capital Asset Management Limited 珒富資本資產有限公司 RO 9 26 January 2018 22 April 2020
SGI Capital Asset Management Limited 珒富資本資產有限公司 RO 4 26 January 2018 22 April 2020
SGI Capital Asset Management Limited 珒富資本資產有限公司 RE 9 18 December 2017 26 January 2018
SGI Capital Asset Management Limited 珒富資本資產有限公司 RE 4 18 December 2017 26 January 2018
SP Securities Limited 中盈證券有限公司 RE 9 22 August 2017 08 December 2017
SP Securities Limited 中盈證券有限公司 RE 4 16 February 2017 08 December 2017
SP Securities Limited 中盈證券有限公司 RE 1 16 February 2017 08 December 2017
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 RE 4 11 March 2013 29 November 2013
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 RE 1 11 March 2013 29 November 2013
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 07 June 2011 13 December 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 22 March 2007 07 November 2008