SFC Licences of SUTTIE Ben Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | RE | 4 | 19 April 2016 | 05 July 2016 |
| Ord Minnett Hong Kong Limited | RE | 1 | 19 April 2016 | 05 July 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 June 2010 | 01 December 2011 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 09 February 2010 | 13 April 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 09 February 2010 | 13 April 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 24 November 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 24 November 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 24 November 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 24 November 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |