SFC Licences of GUO Yuantao 郭圓濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 16 January 2018 | 07 September 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 18 September 2017 | 16 January 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 20 April 2011 | 12 July 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 13 June 2007 | 26 April 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 June 2007 | 26 April 2008 |