SFC Licences of LI Siu Kim 李紹劍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司	RO	9	03 June 2021
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司	RE	9	01 March 2021	03 June 2021
Springboard Capital Limited 思博資本有限公司	RO	4	08 April 2014	30 April 2020
Springboard Capital Limited 思博資本有限公司	RO	9	14 June 2012	30 April 2020
Springboard Capital Limited 思博資本有限公司	RE	4	01 June 2012	08 April 2014
Springboard Capital Limited 思博資本有限公司	RE	9	01 June 2012	14 June 2012
Boyer Allan Investment Management (Hong Kong) Limited	RO	9	22 February 2011	07 February 2012
Boyer Allan Investment Management (Hong Kong) Limited	RE	9	04 January 2011	22 February 2011
SUN Partners Investment Management Limited 恆昇投資管理有限公司	RE	9	20 January 2009	31 March 2010
Morgan Stanley Hong Kong Securities Limited	RE	1	11 February 2008	07 November 2008
Morgan Stanley Hong Kong Futures Limited	RE	7	03 June 2003	07 November 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	03 June 2003	07 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	03 June 2003	07 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 June 2003	07 November 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	01 April 2003	31 May 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	6	01 April 2003	31 May 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	9	01 April 2003	31 May 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司	RE	2	01 April 2003	31 May 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司	RE	5	01 April 2003	31 May 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司	RE	9	01 April 2003	31 May 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	4	01 April 2003	31 May 2003