SFC Licences of LI Siu Kim 李紹劍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 RO 9 03 June 2021
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 RE 9 01 March 2021 03 June 2021
Springboard Capital Limited 思博資本有限公司 RO 4 08 April 2014 30 April 2020
Springboard Capital Limited 思博資本有限公司 RO 9 14 June 2012 30 April 2020
Springboard Capital Limited 思博資本有限公司 RE 4 01 June 2012 08 April 2014
Springboard Capital Limited 思博資本有限公司 RE 9 01 June 2012 14 June 2012
Boyer Allan Investment Management (Hong Kong) Limited RO 9 22 February 2011 07 February 2012
Boyer Allan Investment Management (Hong Kong) Limited RE 9 04 January 2011 22 February 2011
SUN Partners Investment Management Limited 恆昇投資管理有限公司 RE 9 20 January 2009 31 March 2010
Morgan Stanley Hong Kong Securities Limited RE 1 11 February 2008 07 November 2008
Morgan Stanley Hong Kong Futures Limited RE 7 03 June 2003 07 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 03 June 2003 07 November 2008
Morgan Stanley Hong Kong Futures Limited RE 2 03 June 2003 07 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 June 2003 07 November 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 31 May 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 01 April 2003 31 May 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 31 May 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 5 01 April 2003 31 May 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 31 May 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 9 01 April 2003 31 May 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 31 May 2003