SFC Licences of WOO Wai Kwan, Wendy 胡慧筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 28 September 2007 | |
| Clover Securities Company Limited 高鋒證券有限公司 | RE | 1 | 01 April 2003 | 01 June 2006 |
| Clover Securities Company Limited 高鋒證券有限公司 | RE | 4 | 01 April 2003 | 01 August 2003 |
| Clover Securities Company Limited 高鋒證券有限公司 | RE | 6 | 01 April 2003 | 01 August 2003 |
| Clover Securities Company Limited 高鋒證券有限公司 | RE | 9 | 01 April 2003 | 01 August 2003 |