SFC Licences of SCOTT Nicholas Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mackenzie Investments Asia Limited RO 1 17 December 2019
Mackenzie Investments Asia Limited RO 9 15 September 2014
Mackenzie Investments Asia Limited RO 4 15 September 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RO 9 11 May 2007 04 August 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RO 4 11 May 2007 04 August 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RO 1 11 May 2007 04 August 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 29 January 2007 11 May 2007
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 29 January 2007 11 May 2007
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 29 January 2007 11 May 2007
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RO 1 08 August 2006 05 December 2006
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RO 9 01 April 2003 05 December 2006
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RO 4 01 April 2003 05 December 2006