SFC Licences of LO Man Sze, Sherry 羅文思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 03 May 2004 | 15 December 2009 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 03 May 2004 | 15 December 2009 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 April 2003 | 28 April 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 28 April 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 27 April 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 01 April 2003 | 27 April 2004 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 7 | 01 April 2003 | 15 August 2003 |