SFC Licences of KOK Ka Wai 郭嘉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 9 | 20 October 2023 | |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 4 | 20 October 2023 | |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 20 October 2023 | |
Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 19 August 2011 | 22 April 2022 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 15 June 2009 | 22 April 2022 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 15 June 2009 | 22 April 2022 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 20 October 2008 | 22 April 2022 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 18 March 2004 | 22 April 2022 |