SFC Licences of LOO Yin Wah 盧燕華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 02 May 2006 19 May 2008
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 02 May 2006 19 May 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 March 2006 24 April 2006
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 March 2006 24 April 2006
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 13 December 2004 16 November 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 13 December 2004 16 November 2005
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司
RE 2 01 April 2003 11 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1 01 April 2003 11 December 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司
RE 5, 9 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 4, 6, 9 01 April 2003 03 February 2004