SFC Licences of YUE Man Ying 虞文英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 23 June 2005 | 02 January 2007 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RO | 6 | 13 September 2004 | 02 January 2007 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 4 | 02 August 2004 | 16 June 2005 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 6 | 02 August 2004 | 13 September 2004 |
Baron Asia Limited 建勤亞洲有限公司 | RO | 6 | 10 June 2004 | 20 July 2004 |
Baron Asia Limited 建勤亞洲有限公司 | RE | 6 | 24 May 2004 | 10 June 2004 |
Horwath Capital Asia Limited 浩華融資亞洲有限公司 | RE | 6 | 01 April 2003 | 20 April 2004 |