SFC Licences of LAI Joey Wing Sze 黎詠詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LGT Investment Management (Asia) Limited RE 1 26 May 2008 24 December 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 November 2004 26 April 2008
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 26 April 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 26 April 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 18 November 2004