SFC Licences of LEE Fanny Yuk Lai 李玉麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 29 May 2013 16 September 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 29 May 2013 31 December 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 28 November 2012 10 January 2024
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 28 November 2012 10 January 2024
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 12 July 2011 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 12 July 2011 31 December 2014
Allianz Global Investors Hong Kong Limited RE 1 20 September 2006 28 May 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 10 May 2006
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 10 May 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 12 October 2004