SFC Licences of LAW Tak Keung 羅德強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Investment Management Limited 南華投資管理有限公司 RE 9 13 September 2019 28 April 2022
South China Commodities Limited 南華期貨有限公司 RE 2 11 April 2006
South China Securities Limited 南華證券投資有限公司 RE 1 11 April 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 02 April 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 06 August 2004 02 April 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 06 August 2004 02 April 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 29 January 2004 26 July 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 26 July 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 26 July 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 02 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 02 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 02 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 02 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 02 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 02 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 02 September 2003