SFC Licences of KWOK Ka Pik, Karen 郭嘉碧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 07 June 2005 | 31 July 2012 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 07 June 2005 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 07 June 2005 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 18 October 2004 |