SFC Licences of YANG Bok Sun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 July 2007 | 08 June 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 06 July 2007 | 08 June 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 June 2007 | 08 June 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 June 2007 | 08 June 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 20 April 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 20 April 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 20 April 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 20 April 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |