SFC Licences of LAU Wing Yip, Thomas 劉永業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOSC International Securities Limited 上銀國際證券有限公司 RE 1 16 March 2023 14 June 2023
BOSC International Company Limited 上銀國際有限公司 RE 1 06 April 2017 17 May 2023
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 16 July 2013 07 October 2015
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 16 July 2013 07 October 2015
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 4 10 May 2013 24 May 2013
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 1 10 May 2013 24 May 2013
Metro Capital Futures Limited 美高期貨有限公司 RE 2 01 April 2003 25 April 2013
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 01 April 2003 25 April 2013
Metro Capital Futures Limited 美高期貨有限公司 RE 5 01 April 2003 25 April 2013
M&F Asset Management Limited 渼豐資產管理有限公司 RE 4 01 April 2003 25 April 2013
M&F Asset Management Limited 渼豐資產管理有限公司 RE 7 01 April 2003 03 June 2005
M&F Asset Management Limited 渼豐資產管理有限公司 RE 6 01 April 2003 11 March 2005
Metro Capital Futures Limited 美高期貨有限公司 RE 9 01 April 2003 11 March 2005
M&F Asset Management Limited 渼豐資產管理有限公司 RE 9 01 April 2003 11 March 2005