SFC Licences of LUK Chung Yan 陸頌欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 10 May 2018 09 August 2018
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 10 May 2018 09 August 2018
Formax Securities Limited 福億證券有限公司 RO 2 06 December 2017 13 February 2018
Formax Securities Limited 福億證券有限公司 RO 1 06 December 2017 13 February 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 10 September 2015 05 October 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 10 September 2015 05 October 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 28 November 2008 29 August 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 28 November 2008 29 August 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 28 November 2008 29 August 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 18 November 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 18 November 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 21 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 21 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 21 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 21 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003