SFC Licences of KOH Liang Heong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS AG | 4 | 02 October 2019 | ||
| UBS AG | 1 | 02 October 2019 | ||
| UBS Securities Hong Kong Limited | RO | 6 | 07 June 2012 | 30 October 2013 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 6 | 01 April 2003 | 12 December 2009 |