SFC Licences of CHENG Kong Miu, Mille 程亢苗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 13 September 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 13 September 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 29 August 2013 13 September 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 29 August 2013 13 September 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 18 July 2011 24 May 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 18 July 2011 24 May 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 18 April 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 18 April 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 12 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 12 February 2004