SFC Licences of CHENG Kong Miu, Mille 程亢苗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 13 September 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 September 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 29 August 2013 | 13 September 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 August 2013 | 13 September 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 18 July 2011 | 24 May 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 July 2011 | 24 May 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 18 April 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 18 April 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 12 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 12 February 2004 |