SFC Licences of LEUNG Pui Yan 梁佩欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 10 May 2019 | 13 August 2019 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 17 May 2017 | 13 August 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 23 November 2007 | 30 November 2007 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 11 August 2005 | 12 February 2006 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 03 September 2004 | 24 June 2005 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 09 October 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 09 October 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 09 October 2003 |