SFC Licences of CHAN Lai Yin, Vonnie 陳麗妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Fidelity Capital (International) Limited | RE | 9 | 07 January 2022 | 19 January 2023 |
First Fidelity Capital (International) Limited | RE | 4 | 07 January 2022 | 19 January 2023 |
First Fidelity Capital (International) Limited | RE | 1 | 07 January 2022 | 19 January 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 07 September 2006 | 11 December 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 July 2005 | 24 April 2006 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 31 August 2006 |