SFC Licences of LAU Ka Fei, Kathy 劉嘉飛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 31 December 2009 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 04 October 2006 | 03 March 2008 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 July 2004 | 10 March 2005 |