SFC Licences of NG Tao, Eddie 吳濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 30 January 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 30 January 2023
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 10 July 2017 03 December 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 10 July 2017 03 December 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 22 August 2013 28 March 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 05 November 2008 28 March 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 05 November 2008 01 November 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 22 August 2007 28 March 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 22 August 2007 28 March 2017
Credit Suisse Futures (Hong Kong) Limited RE 7 22 August 2007 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 22 August 2007 24 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 22 June 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 22 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 22 June 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 10 October 2003