SFC Licences of YAP Cheong Seng 葉長成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 31 March 2020 | 28 December 2023 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 31 March 2020 | 28 December 2023 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 26 September 2017 | 20 March 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 September 2017 | 20 March 2020 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 08 May 2017 | 18 September 2017 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 08 May 2017 | 18 September 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 January 2015 | 13 October 2016 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 16 October 2009 | 30 January 2012 |
| Everbest Insurance and Financial Services Limited 恒泰保險財資服務有限公司 | RO | 4 | 03 March 2004 | 03 January 2005 |