SFC Licences of TAM Man Hong 譚文康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOSC International Company Limited 上銀國際有限公司 | RO | 6 | 07 February 2017 | 31 May 2018 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 6 | 08 April 2016 | 31 January 2017 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 15 February 2016 | 31 January 2017 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 15 February 2016 | 08 April 2016 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 6 | 20 March 2012 | 17 July 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 20 March 2012 | 17 July 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 12 December 2011 | 20 March 2012 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 12 December 2011 | 20 March 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 22 February 2007 | 06 August 2007 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 30 April 2004 | 22 February 2007 |