SFC Licences of TAM Man Hong 譚文康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOSC International Company Limited 上銀國際有限公司 RO 6 07 February 2017 31 May 2018
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 08 April 2016 31 January 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 15 February 2016 31 January 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 15 February 2016 08 April 2016
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 6 20 March 2012 17 July 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 4 20 March 2012 17 July 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 12 December 2011 20 March 2012
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 12 December 2011 20 March 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 22 February 2007 06 August 2007
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 30 April 2004 22 February 2007