SFC Licences of VINE Carl David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Point72 Hong Kong Limited | RE | 9 | 07 October 2013 | 15 November 2013 |
| Point72 Hong Kong Limited | RO | 9 | 02 November 2011 | 07 October 2013 |
| Point72 Hong Kong Limited | RE | 9 | 11 November 2008 | 02 November 2011 |
| UBS Securities Asia Limited | RE | 2 | 09 February 2006 | 08 August 2008 |
| UBS Securities Asia Limited | RE | 1 | 09 February 2006 | 08 August 2008 |
| TPG-Axon Capital (HK), Limited | RE | 9 | 21 July 2005 | 03 February 2006 |
| UBS Securities Asia Limited | RE | 2 | 26 April 2004 | 05 July 2005 |
| UBS Securities Asia Limited | RE | 1 | 26 April 2004 | 05 July 2005 |