SFC Licences of HO Raymond Ka Wing 何家榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TJ Investment Management (HK) Limited 天境資產管理香港有限公司	RO	9	17 May 2023
TJ Investment Management (HK) Limited 天境資產管理香港有限公司	RO	4	17 May 2023
TJ Investment Management (HK) Limited 天境資產管理香港有限公司	RE	9	02 May 2023	17 May 2023
TJ Investment Management (HK) Limited 天境資產管理香港有限公司	RE	4	02 May 2023	17 May 2023
Regan International Asset Management Limited 雷根國際資産管理有限公司	RO	9	17 July 2019	22 November 2022
Regan International Asset Management Limited 雷根國際資産管理有限公司	RO	4	17 July 2019	22 November 2022
Regan International Asset Management Limited 雷根國際資産管理有限公司	RE	9	04 July 2019	17 July 2019
Hong Capital Partners Limited 宏時資本香港有限公司	RO	9	08 June 2018	14 June 2019
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司	RE	9	01 March 2017	26 May 2018
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司	RE	4	01 March 2017	26 May 2018
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司	RE	1	01 March 2017	26 May 2018
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司	RO	9	13 December 2006	01 July 2012
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司	RE	9	17 March 2006	13 December 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	14 April 2005	12 March 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	01 April 2003	12 March 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	6	01 April 2003	15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	9	01 April 2003	15 February 2005