SFC Licences of LAI King Chi 黎敬之

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 25 September 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 6 07 March 2019 14 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 07 March 2019 14 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 07 March 2019 14 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 14 July 2014 07 March 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 July 2014 07 March 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 July 2014 07 March 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 6 29 July 2013 26 March 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 05 March 2012 29 July 2013
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 06 February 2004 01 April 2006
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 06 February 2004 01 April 2006
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 06 February 2004 01 April 2006
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 9 06 February 2004 28 January 2005