SFC Licences of CHUI Kwok Hay, Bertrand 徐國熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Elements Advisors Limited 圓正投資顧問有限公司 | RO | 9 | 23 March 2011 | |
| Elements Advisors Limited 圓正投資顧問有限公司 | RE | 9 | 07 July 2010 | 23 March 2011 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 09 June 2006 | 17 April 2010 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 01 April 2003 | 29 May 2006 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 1 | 01 April 2003 | 12 January 2004 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |