SFC Licences of LEE Wai Chung, Deborah 李慧中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 9 09 June 2014 13 March 2015
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 4 09 June 2014 13 March 2015
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 1 09 June 2014 13 March 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 31 July 2012 13 December 2013
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 31 July 2012 13 December 2013
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 31 July 2012 13 December 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 06 May 2010 13 December 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 06 May 2010 13 December 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 06 May 2010 13 December 2013
Schroder Investment Management (Hong Kong) Limited RE 9 16 March 2009 26 March 2010
Schroder Investment Management (Hong Kong) Limited RE 4 16 March 2009 26 March 2010
Schroder Investment Management (Hong Kong) Limited RE 1 16 March 2009 26 March 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 13 April 2005 18 February 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 13 April 2005 18 February 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 13 April 2005 18 February 2009
First Shanghai Securities Limited 第一上海證券有限公司 RE 9 01 April 2003 07 April 2005
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 01 April 2003 07 April 2005
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 01 April 2003 07 April 2005
First Shanghai Securities Limited 第一上海證券有限公司 RE 6 01 April 2003 10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 01 April 2003 02 September 2003