SFC Licences of YIP Darren Charles

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RO 7 22 October 2013 04 June 2021
Morgan Stanley Hong Kong Securities Limited RO 2 22 October 2013 04 June 2021
Morgan Stanley Hong Kong Securities Limited RO 1 22 October 2013 04 June 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 22 October 2013 04 June 2021
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 22 October 2013
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 22 October 2013
Morgan Stanley Hong Kong Securities Limited RE 1 15 August 2007 22 October 2013
Morgan Stanley Hong Kong Futures Limited RE 7 20 January 2006 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 01 December 2005 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 22 October 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 24 July 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004